Get an Understanding of the Regulatory and Compliance environment in the Financial Services Sector
Sub Category
- Compliance
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Objectives
- Purpose of financial regulation
- Role of global regulatory bodies
- Key legislation and their impact
- AML, KYC and CTF principles among many others
- Importance of customer due diligence
- Regulatory Environment
- Ethics and Compliance Culture
- Risk management strategies
- Use of RegTech in compliance
- Ethical leadership and culture
- Data protection in financial services
- Consequences of non-compliance
Pre Requisites
- Basic understanding of financial systems or services
- Interest in financial services sector, financial regulation and ethics
- Ability to read and interpret financial news and documents
- Familiarity and Interest with current events in finance
- Interest in financial news and documents
- Willingness to learning
- Access and knowledge of basic computer usage
FAQ
- Q. How long do I have access to the course materials?
- A. You can view and review the lecture materials indefinitely, like an on-demand channel.
- Q. Can I take my courses with me wherever I go?
- A. Definitely! If you have an internet connection, courses on Udemy are available on any device at any time. If you don't have an internet connection, some instructors also let their students download course lectures. That's up to the instructor though, so make sure you get on their good side!
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